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FYI: Corporate Advisory – Financial Markets Conduct Bill: Proceed with Due Care

14 Sep 2012

The most significant reform of securities law in a generation moved a step closer recently, when the Commerce Select Committee reported back on the Financial Markets Conduct Bill...

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Feature Article: Financial Markets Conduct Bill before the Select Committee

14 Jun 2012

The Financial Markets Conduct Bill passed its first reading in March 2012 and is currently before the Commerce Select Committee...

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FYI: Litigation – Bridgecorp - Lessons for Directors

06 Jun 2012

On 5 April 2012 Justice Venning found Rod Petricevic and Robert Roest guilty of distributing offer documents containing false statements under section 58 of the Securities Act, as well as making false statements to the trustee and investors in breach of the Companies and Crimes Acts...

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Feature Article: Bridgecorp Decision

16 Apr 2012

The verdict in the Bridgecorp trial was delivered on 5 April, with directors Rod Petricevic, Rob Roest and Peter Steigrad all being found guilty in the High Court on charges of making untrue statements in prospectuses, investment statements and directors' certificates...

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FYI: Financial Services – The New and Improved Financial Advisers' Regime - Answers to Key Questions

17 May 2010

The Government announced significant changes to the new financial advisers' regime at the end of April 2010. These changes address many concerns raised with the proposed regime. The regime is not now due to be fully implemented until 30 June 2011...

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FYI: Financial Services

The Government announced significant changes to the new financial advisers' regime at the end of April 2010. These changes address many concerns raised with the proposed regime. The regime is not now due to be fully implemented until 30 June 2011.

This FYI highlights the potential impact of the changes for the financial services industry.

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