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Partner

Andrew Harkness

BCom LLB

Auckland

P+64 9 977 5008

M+64 21 770 770

Articles

Insurance, Banking & Finance, Competition & Regulatory, Financial Services Regulation

December 13, 2019

New Bill adds to compliance load of banks, insurers, NBDTs, and intermediaries

A new Bill will further regulate financial institutions and intermediaries.

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My research list

Financial Services Regulation , Banking & Finance, Mergers & Acquisitions, Restructuring & Insolvency, International Investment

December 02, 2019

Financial Services Regulation - December update

We review credit law reforms, the new financial advice regime and Insolvency Act amendments.

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My research list

Banking & Finance, Financial Services Regulation

November 12, 2019

Select Committee amends Credit Contracts Bill

Notable amendments recommended to the Credit Contracts Legislation Amendment Bill.

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My research list

Financial Services Regulation , Banking & Finance, Climate Change

November 01, 2019

Financial Services Regulation - November update

We review climate-related financial disclosures, the new financial advisers regime and farm debt.

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My research list

Banking & Finance, Financial Services Regulation

October 25, 2019

Starting pistols for the new financial advisers regime

Start date for new regime and other implementation measures announced.

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My research list

Banking & Finance, Financial Services Regulation , Security Enforcement & Finance Litigation

October 18, 2019

$4 million penalty for blatant AML breaches

Penalty was imposed for a range of failures, exacerbated by misleading the regulator.

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