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Partner

Andrew Harkness

BCom LLB

Auckland

P+64 9 977 5008

M+64 21 770 770

Articles

Banking & Finance, Financial Services Regulation , Security Enforcement & Finance Litigation

October 18, 2019

$4 million penalty for blatant AML breaches

Penalty was imposed for a range of failures, exacerbated by misleading the regulator.

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My research list

Financial Services Regulation , Banking & Finance, Competition & Regulatory, Corporate & Commercial

October 01, 2019

Financial Services Regulation - October update

We review the new conduct regime for financial institutions and changes to the Fair Trading Act.

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My research list

Insurance, Financial Services Regulation , Banking & Finance, Corporate & Commercial

September 26, 2019

Conduct and customer outcomes: New regime for banks and insurers

Will include conduct licensing regime, increased powers for FMA, and strong financial penalties.

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My research list

Banking & Finance, Financial Services Regulation

September 06, 2019

Banking in New Zealand - Guidance and exceptions for overseas banks

A break down of the Reserve Bank guidance notes and class authorisation.

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My research list

Banking & Finance, Competition & Regulatory, Financial Services Regulation

September 05, 2019

Consumer credit update - interest rate and fees cap introduced

Cap prevents lenders from charging more than 0.8% interest and fees per day for a loan.

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My research list

Banking & Finance, Financial Services Regulation , Corporate & Commercial

September 02, 2019

Financial Services Regulation - September update

We review recent and proposed changes to the financial markets regulatory regime.

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